Marketing Rule

Cutting through regulatory noise to focus on what examiners care about

The SEC released its examination priorities for 2025. We break down what actually matters for your compliance program versus what's just noise.

Implementation reality versus regulatory expectations

Two years after the SEC marketing rule changes, we look at how firms actually adapted versus what regulators expected.

Common misinterpretations and their consequences

Three years in, firms still misinterpret key parts of the advertising rule. Here are the mistakes that trigger examiner attention.